According to the SEBI listing Regulation, 2015 (LODR), listed companies have to comply with these regulation and we are helping the corporate in compliances of regulation.
Regulation | Compliance | period |
Regulation 7 (3) |
Compliance Certificate certifying maintaining physical & electronic transfer facility | Within one month of end of each half of the financial year |
Regulation 13(3)
| Statement of investor complaints | Within Twenty one days from the end of each quarter. |
Regulation 27(2) | Corporate Governance report | within 15 days of end of each quarter |
Regulation 31 | Shareholding pattern | within 21 days from end of each quarter |
Regulation 33 | Financial Results | Within 45 days from quarter end and in case of annual financial financial results within 60days from end of financial year |
Regulation 34 | Annual Report | Within twenty one working days of it being approved and adopted in the annual general meeting. |
Regulation 40(9) | Certificate from Practicing company secretary | within one months of the end of each half of financial year |
Sebi –DP Regulation 55A | Reconciliation of Share Capital Audit. | Within 30 days from quarter end |
Regulation 7 | Appointment of New Share Transfer agent | within seven days of entering into the tripartite agreement |
Regulation 14 | Listing fees & other changes | – |
Regulation 29 | Notice for board meetings to consider the prescribed matters | at least 5 days for Financial Result |
Regulation 30 | Disclosure of price sensitive information | not later than twenty four hours from the occurrence of event or information. |
Regulation 30 | Outcome of board meetings | within 30 minutes of the closure of the meeting |
Regulation 42 | Notice for record date/corporate action | advance notice of at least 7 working days |
Regulation 43 | Declaration of dividend | NA |
Regulation 43A | Dividend Distribution Policy | NA |
Regulation 44 | Voting results | within forty eight hours of conclusion of its General Meeting |
Regulation 46 | Company website | within two working days |
Regulation 30(1) and 30(2) | – SEBI Takeover Regulations 2011. | NA |
Regulation 7(2) | SEBI (Prohibition of Insider Trading) Regulations, 2015 | NA |
For support or clarification, you may contact to corporate muni at 9205575589 or email at info@corporatemuni.com